Compliance Specialist

About the role

The Compliance Specialist will support the compliance department in ensuring that all regulatory and internal reporting obligations are met. This role involves maintaining accurate compliance records, monitoring changes in laws and regulations, and assisting with internal reviews and testing.

Key responsibilities

• Maintain accurate records of compliance activities and assist in preparing regulatory and internal reports.
• Help develop, implement, and update compliance policies and procedures.
• Stay informed on legal and regulatory changes and assess their impact on business processes.
• Conduct internal reviews and support compliance testing to ensure standards are met.
• Coordinate compliance training sessions and provide guidance on compliance queries.
• Maintain the compliance library and prepare bulletins on new rules and regulations.
• Assist Compliance Officers with testing and special projects such as product reviews.
• Handle disclosure requirements, treasury matters, and compliance with PCC rules.

Required profile

• Bachelor’s degree in Law, Business Administration, Finance, Accounting, Risk Management, or a related field.
• At least 5 years of experience in compliance, audit, risk management, or regulatory affairs.
• Strong understanding of regulatory requirements and compliance standards.
• Knowledge of corporate governance and internal controls.
• Excellent analytical and problem‑solving abilities.
• Strong written and verbal communication skills.
• High attention to detail and strong organizational capabilities.

Required skills

• Regulatory compliance knowledge
• Corporate governance awareness
• Internal control frameworks
• Analytical and problem‑solving proficiency
• Effective written and verbal communication